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Retirement Plan Fiduciary Services

At Horizon Wealth Management, we are passionate about helping you provide comprehensive retirement plan to your employees in the most cost-effective manner. This passion is evident not only in the education we provide to you and your employees, but in our commitment to investing heavily in our own education for the benefit of our clients.

Our credentials across the employee benefits and investment management disciplines include:  


Due Diligence Procedures and Documentation

Today’s increasingly volatile global economic climate makes it critical for retirement plan sponsors and fiduciaries to develop and maintain investment due diligence procedures and supporting documentation. Horizon Wealth Management will work with your retirement plan committee to develop and maintain your plan's investment strategy, which is documented through a formal investment policy statement.

Your investment policy statement is used as a guide to evaluate your current investment offerings and measure them against applicable indices and the broader universe of investment options. The result is confidence in the knowledge that your plan's investments are fully diversified, well managed and aligned with the stated objectives of your investment policy statement.

We help you establish and maintain the highest fiduciary standards with services including:

  • Quarterly investment review and recommendations
  • Investment Policy Statement review and monitoring
  • Annual trustee meeting to review all aspects of the plan’s investment offerings
  • Participant education
  • General investment education and guidance

Learn about our services for Plan Participants